-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PXpZHP9BjtNPOyfd9Vc+hdPR22LonIiT3FVPajOAdeuA/F20BWFU5jPY3HFOlE3G Ql0SYdGUiPgcmkDl8OTscg== 0001032210-98-000137.txt : 19980218 0001032210-98-000137.hdr.sgml : 19980218 ACCESSION NUMBER: 0001032210-98-000137 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED VOICE TECHNOLOGY INC /WA/ CENTRAL INDEX KEY: 0000931784 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911190085 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43497 FILM NUMBER: 98538942 BUSINESS ADDRESS: STREET 1: 11410 NE 122ND WAY CITY: KIRKLAND STATE: WA ZIP: 98034 BUSINESS PHONE: 2068206000 MAIL ADDRESS: STREET 1: 11410 NE 122ND WAY CITY: KIRKLAND STATE: WA ZIP: 98034 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LAPORTE RICHARD J CENTRAL INDEX KEY: 0001008387 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: P O BOX 97025 CITY: KIRKLAND STATE: WA ZIP: 98083 BUSINESS PHONE: 2068206000 SC 13G/A 1 AMENDMENT NO. 2 TO SCHEDULE 13-G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) AMENDMENT NO. 2 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) APPLIED VOICE TECHNOLOGY, INC. ------------------------------ (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ---------------------------- (Title of Class of Securities) 0328M 10 5 ---------- (CUSIP Number of Class of Securities) Page 1 of 6 Pages - ----------------------- --------------------- CUSIP NO. 0328M 10 5 SCHEDULE 13G PAGE 2 OF 6 PAGES - ----------------------- AMENDMENT NO. 2 --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Richard J. LaPorte - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] Not applicable (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 354,408 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 0 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 354,408 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 354,408 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [ ] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 6.2% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ Page 2 of 6 Pages ITEM 1(a) NAME OF ISSUER. This Schedule 13G relates to Applied Voice Technology, Inc., a Washington corporation (the "Company"). ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. The Company's principal executive offices are located at 11410 N.E. 122nd Way, Kirkland, Washington 98034 ITEM 2(a) NAME OF PERSON(S) FILING. This Schedule 13G relates to Richard J. LaPorte ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE. The business address of the reporting person is 11410 N.E. 122nd Way, Kirkland, Washington 98034 ITEM 2(c) CITIZENSHIP. Mr. LaPorte is a United States citizen ITEM 2(d) TITLE OF CLASS OF SECURITIES. This Schedule 13G relates to the Company's common stock, $.01 par value per share (the "Common Stock"). ITEM 2(e) CUSIP NUMBER. The CUSIP Number for the Company's Common Stock is 03828M 10 5. ITEM 3 IF THIS STATEMENT IF FILED PURUSANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON(S) FILING IS A: (a) [_] Broker or dealer registered under Section 15 of the Act, (b) [_] Bank as defined in Section 3(a)(6) of the Act. (c) [_] Insurance Company as defined in Section 3(a)(19) of the Act, (d) [_] Investment Company registered under Section 8 of the Investment Company Act, Page 3 of 6 Pages (e) [_] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) [_] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund (g) [_] Parent Holding Company in accordance with Section 240.13d-1(b)(1)(ii)(G). (h) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(H) NOT APPLICABLE ITEM 4 OWNERSHIP. The following describes the ownership of Common Stock (a) Amount Beneficially Owned: 354,408/1/ (b) Percent of Class: 6.2% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 354,408 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 354,408 (iv) Shared power to dispose or to direct the disposition of: 0 ITEM 5. OWNERSHIP OF 5% OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [_] ITEM 6. OWNERSHIP OF MORE THAN 5% ON BEHALF OF ANOTHER PERSON. Not applicable - ----------------- /1/ Includes 351,708 shares issuable upon exercise of employee stock options which are currently exercisable or become exercisable within 60 days of December 31, 1997. Page 4 of 6 Pages ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable ITEM 9 NOTICE OF DISSOLUTION OF THE GROUP Not applicable ITEM 10 CERTIFICATION. Not applicable Page 5 of 6 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1998. /s/ Richard J. LaPorte ------------------------------ Richard J. LaPorte Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----